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Policy sequencing for early-stage transition dynamics – A process model and comparative case study in the water sector

Pakizer, Katrin ; Lieberherr, Eva ; Farrelly, Megan ; Bach, Peter M. ; Saurí, David ; March, Hug ; Hacker, Miriam and Binz, Christian LU (2023) In Environmental Innovation and Societal Transitions 48.
Abstract

Sustainability scholars increasingly recognize that policy mixes can positively impact socio-technical transitions. However, the temporal dimension of policy interventions remains under-researched, especially in the context of early transition dynamics that typically emerge in niche contexts. In this article, we explore how policy sequencing can play a key role in supporting the scaling-up of early-stage transition dynamics to drive wider system change. We contribute to transition research by proposing a process model for analyzing policy sequences by focusing on the interplay between policy instruments and institutional barriers. We conceptualize two ideal-type policy sequencing patterns - strategic and reactive - which we illustrate... (More)

Sustainability scholars increasingly recognize that policy mixes can positively impact socio-technical transitions. However, the temporal dimension of policy interventions remains under-researched, especially in the context of early transition dynamics that typically emerge in niche contexts. In this article, we explore how policy sequencing can play a key role in supporting the scaling-up of early-stage transition dynamics to drive wider system change. We contribute to transition research by proposing a process model for analyzing policy sequences by focusing on the interplay between policy instruments and institutional barriers. We conceptualize two ideal-type policy sequencing patterns - strategic and reactive - which we illustrate with empirical examples from early transition dynamics in the urban water sector of San Francisco (United States) and Sant Cugat del Vallès (Spain). Applying the process model to these case studies reveals how different sequences of policy (instrument) mixes can assist in overcoming institutional barriers, thus supporting transition trajectories.

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author
; ; ; ; ; ; and
organization
publishing date
type
Contribution to journal
publication status
published
subject
keywords
Decentralized water reuse technology, Early-stage transitions, Institutional barriers, Policy sequencing, Sustainability transitions, Urban water systems
in
Environmental Innovation and Societal Transitions
volume
48
article number
100730
publisher
Elsevier
external identifiers
  • scopus:85154025093
ISSN
2210-4224
DOI
10.1016/j.eist.2023.100730
language
English
LU publication?
yes
id
000f9944-dde4-40bb-ba25-dd5fde485ee4
date added to LUP
2023-06-20 12:30:49
date last changed
2024-01-19 23:31:54
@article{000f9944-dde4-40bb-ba25-dd5fde485ee4,
  abstract     = {{<p>Sustainability scholars increasingly recognize that policy mixes can positively impact socio-technical transitions. However, the temporal dimension of policy interventions remains under-researched, especially in the context of early transition dynamics that typically emerge in niche contexts. In this article, we explore how policy sequencing can play a key role in supporting the scaling-up of early-stage transition dynamics to drive wider system change. We contribute to transition research by proposing a process model for analyzing policy sequences by focusing on the interplay between policy instruments and institutional barriers. We conceptualize two ideal-type policy sequencing patterns - strategic and reactive - which we illustrate with empirical examples from early transition dynamics in the urban water sector of San Francisco (United States) and Sant Cugat del Vallès (Spain). Applying the process model to these case studies reveals how different sequences of policy (instrument) mixes can assist in overcoming institutional barriers, thus supporting transition trajectories.</p>}},
  author       = {{Pakizer, Katrin and Lieberherr, Eva and Farrelly, Megan and Bach, Peter M. and Saurí, David and March, Hug and Hacker, Miriam and Binz, Christian}},
  issn         = {{2210-4224}},
  keywords     = {{Decentralized water reuse technology; Early-stage transitions; Institutional barriers; Policy sequencing; Sustainability transitions; Urban water systems}},
  language     = {{eng}},
  publisher    = {{Elsevier}},
  series       = {{Environmental Innovation and Societal Transitions}},
  title        = {{Policy sequencing for early-stage transition dynamics – A process model and comparative case study in the water sector}},
  url          = {{http://dx.doi.org/10.1016/j.eist.2023.100730}},
  doi          = {{10.1016/j.eist.2023.100730}},
  volume       = {{48}},
  year         = {{2023}},
}