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Analytical Framework of Hybrid Beamforming in Multi-Cell Millimeter-Wave Systems

Sun, Shu ; Rappaport, Theodore S ; Shafi, Mansoor and Tataria, Harsh LU (2018) In IEEE Transactions on Wireless Communications 17(11). p.7528-7543
Abstract
Multi-cell wireless systems usually encounter both intra-cell and inter-cell interference, which can be mitigated via coordinated multipoint (CoMP) transmission. Previous works on multi-cell analysis in the microwave band generally consider fully digital beamforming, requiring a complete radio-frequency chain behind each antenna. This is practically infeasible for millimeter-wave (mmWave) systems where large amounts of antennas are necessary to provide sufficient gain and to enable transmission/reception of multiple streams to/from a user. This paper provides a general methodology to analytically compute the expected per-cell spectral efficiency of an mmWave multicell single-stream system using phase-shifter-based analog beamforming and... (More)
Multi-cell wireless systems usually encounter both intra-cell and inter-cell interference, which can be mitigated via coordinated multipoint (CoMP) transmission. Previous works on multi-cell analysis in the microwave band generally consider fully digital beamforming, requiring a complete radio-frequency chain behind each antenna. This is practically infeasible for millimeter-wave (mmWave) systems where large amounts of antennas are necessary to provide sufficient gain and to enable transmission/reception of multiple streams to/from a user. This paper provides a general methodology to analytically compute the expected per-cell spectral efficiency of an mmWave multicell single-stream system using phase-shifter-based analog beamforming and regularized zero-forcing digital beamforming. Four analog–digital hybrid beamforming techniques for multi-cell multi-stream mmWave communication are proposed, assuming that base stations in different cells can share channel state information to cooperatively transmit signals to their homecell users. Spectral efficiency of the proposed hybrid beamforming approaches is investigated and compared using two channel models suitable for fifth generation cellular systems, namely the 3rd Generation Partnership Project model and the NYUSIM model. Numerical results show that the benefits of
base station coordination (as compared with the non-CoMP case) are governed by the underlying propagation model, and the aggregate interference levels proportional to the cell radius and number of users per cell. We show that in sparse channels, non-CoMP approaches exceed CoMP (coordinated beamforming) performance. (Less)
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author
; ; and
organization
publishing date
type
Contribution to journal
publication status
published
subject
keywords
5G, CoMP, Hybrid beamforming, Millimeter-wave systems, Multi-cell, MIMO
in
IEEE Transactions on Wireless Communications
volume
17
issue
11
article number
8464682
pages
16 pages
publisher
IEEE - Institute of Electrical and Electronics Engineers Inc.
external identifiers
  • scopus:85053340518
ISSN
1536-1276
DOI
10.1109/TWC.2018.2868096
language
English
LU publication?
no
id
357f8325-c73b-461f-8491-e97d69c65502
date added to LUP
2018-11-27 20:53:12
date last changed
2022-04-25 19:29:36
@article{357f8325-c73b-461f-8491-e97d69c65502,
  abstract     = {{Multi-cell wireless systems usually encounter both intra-cell and inter-cell interference, which can be mitigated via coordinated multipoint (CoMP) transmission. Previous works on multi-cell analysis in the microwave band generally consider fully digital beamforming, requiring a complete radio-frequency chain behind each antenna. This is practically infeasible for millimeter-wave (mmWave) systems where large amounts of antennas are necessary to provide sufficient gain and to enable transmission/reception of multiple streams to/from a user. This paper provides a general methodology to analytically compute the expected per-cell spectral efficiency of an mmWave multicell single-stream system using phase-shifter-based analog beamforming and regularized zero-forcing digital beamforming. Four analog–digital hybrid beamforming techniques for multi-cell multi-stream mmWave communication are proposed, assuming that base stations in different cells can share channel state information to cooperatively transmit signals to their homecell users. Spectral efficiency of the proposed hybrid beamforming approaches is investigated and compared using two channel models suitable for fifth generation cellular systems, namely the 3rd Generation Partnership Project model and the NYUSIM model. Numerical results show that the benefits of<br/>base station coordination (as compared with the non-CoMP case) are governed by the underlying propagation model, and the aggregate interference levels proportional to the cell radius and number of users per cell. We show that in sparse channels, non-CoMP approaches exceed CoMP (coordinated beamforming) performance.}},
  author       = {{Sun, Shu and Rappaport, Theodore S and Shafi, Mansoor and Tataria, Harsh}},
  issn         = {{1536-1276}},
  keywords     = {{5G; CoMP; Hybrid beamforming; Millimeter-wave systems; Multi-cell; MIMO}},
  language     = {{eng}},
  month        = {{11}},
  number       = {{11}},
  pages        = {{7528--7543}},
  publisher    = {{IEEE - Institute of Electrical and Electronics Engineers Inc.}},
  series       = {{IEEE Transactions on Wireless Communications}},
  title        = {{Analytical Framework of Hybrid Beamforming in Multi-Cell Millimeter-Wave Systems}},
  url          = {{http://dx.doi.org/10.1109/TWC.2018.2868096}},
  doi          = {{10.1109/TWC.2018.2868096}},
  volume       = {{17}},
  year         = {{2018}},
}