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Super-resolution Direction of Arrival Estimation Using a Minimum Mean-Square Error Framework

Wu, Yanan LU ; Jakobsson, Andreas LU orcid and Liu, Lutao (2023) In Signal Processing 212.
Abstract

This paper develops a novel sparse direction-of-arrival (DOA) estimation technique that avoids the common requirement of hyperparameters, which are typically difficult to set suitably in practice. Using the presented minimum mean-square error (MMSE) estimation framework, we propose a computationally efficient super-resolution DOA estimator that is implemented using an alternate updating of the spatial power distribution of the signals and of the dictionary matrix using a ridge regression algorithm. The regularization parameter determining the sparsity of the solution is formed from the previous spatial power distribution estimates using a SPICE-based criteria. The method employs an adaptive gridding strategy to avoid the grid mismatch... (More)

This paper develops a novel sparse direction-of-arrival (DOA) estimation technique that avoids the common requirement of hyperparameters, which are typically difficult to set suitably in practice. Using the presented minimum mean-square error (MMSE) estimation framework, we propose a computationally efficient super-resolution DOA estimator that is implemented using an alternate updating of the spatial power distribution of the signals and of the dictionary matrix using a ridge regression algorithm. The regularization parameter determining the sparsity of the solution is formed from the previous spatial power distribution estimates using a SPICE-based criteria. The method employs an adaptive gridding strategy to avoid the grid mismatch problem. The computational complexity is further reduced by the use of an integrated wideband dictionary, determing the active dictionary in an iterative manner. The method offers high resolution estimates of closely spaced sources even for very low sample support (single snapshot) without assuming prior knowledge of the number of sources. Our evaluations illustrate the preferable performance of the proposed estimator as compared to various state-of-the art estimators, also indicating that the method's performance approaches the Cramér-Rao lower bound (CRB) for the examined problem as the signal-to-noise ratio (SNR) increases.

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author
; and
organization
publishing date
type
Contribution to journal
publication status
published
subject
keywords
Adaptive gridding strategy, Direction-of-arrival (DOA) estimation, Minimum mean-square error (MMSE) estimation framework, SPICE, Super-resolution, Wideband dictionary
in
Signal Processing
volume
212
article number
109164
publisher
Elsevier
external identifiers
  • scopus:85164245410
ISSN
0165-1684
DOI
10.1016/j.sigpro.2023.109164
language
English
LU publication?
yes
id
16bce401-a592-43d6-94c5-d51b37680101
date added to LUP
2023-08-28 15:40:16
date last changed
2023-11-22 22:42:12
@article{16bce401-a592-43d6-94c5-d51b37680101,
  abstract     = {{<p>This paper develops a novel sparse direction-of-arrival (DOA) estimation technique that avoids the common requirement of hyperparameters, which are typically difficult to set suitably in practice. Using the presented minimum mean-square error (MMSE) estimation framework, we propose a computationally efficient super-resolution DOA estimator that is implemented using an alternate updating of the spatial power distribution of the signals and of the dictionary matrix using a ridge regression algorithm. The regularization parameter determining the sparsity of the solution is formed from the previous spatial power distribution estimates using a SPICE-based criteria. The method employs an adaptive gridding strategy to avoid the grid mismatch problem. The computational complexity is further reduced by the use of an integrated wideband dictionary, determing the active dictionary in an iterative manner. The method offers high resolution estimates of closely spaced sources even for very low sample support (single snapshot) without assuming prior knowledge of the number of sources. Our evaluations illustrate the preferable performance of the proposed estimator as compared to various state-of-the art estimators, also indicating that the method's performance approaches the Cramér-Rao lower bound (CRB) for the examined problem as the signal-to-noise ratio (SNR) increases.</p>}},
  author       = {{Wu, Yanan and Jakobsson, Andreas and Liu, Lutao}},
  issn         = {{0165-1684}},
  keywords     = {{Adaptive gridding strategy; Direction-of-arrival (DOA) estimation; Minimum mean-square error (MMSE) estimation framework; SPICE; Super-resolution; Wideband dictionary}},
  language     = {{eng}},
  publisher    = {{Elsevier}},
  series       = {{Signal Processing}},
  title        = {{Super-resolution Direction of Arrival Estimation Using a Minimum Mean-Square Error Framework}},
  url          = {{http://dx.doi.org/10.1016/j.sigpro.2023.109164}},
  doi          = {{10.1016/j.sigpro.2023.109164}},
  volume       = {{212}},
  year         = {{2023}},
}