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Emergence of specialized third-party enforcement

Mohlin, Erik LU ; Rigos, Alexandros LU and Weidenholzer, Simon (2023) In Proceedings of the National Academy of Sciences of the United States of America 120(24).
Abstract

The question of how cooperation evolves and is maintained among nonkin is central to the biological, social, and behavioral sciences. Previous research has focused on explaining how cooperation in social dilemmas can be maintained by direct and indirect reciprocity among the participants of the social dilemma. However, in complex human societies, both modern and ancient, cooperation is frequently maintained by means of specialized third-party enforcement. We provide an evolutionary-gametheoretic model that explains how specialized third-party enforcement of cooperation (specialized reciprocity) can emerge. A population consists of producers and enforcers. First, producers engage in a joint undertaking represented by a prisoner s... (More)

The question of how cooperation evolves and is maintained among nonkin is central to the biological, social, and behavioral sciences. Previous research has focused on explaining how cooperation in social dilemmas can be maintained by direct and indirect reciprocity among the participants of the social dilemma. However, in complex human societies, both modern and ancient, cooperation is frequently maintained by means of specialized third-party enforcement. We provide an evolutionary-gametheoretic model that explains how specialized third-party enforcement of cooperation (specialized reciprocity) can emerge. A population consists of producers and enforcers. First, producers engage in a joint undertaking represented by a prisoner s dilemma. They are paired randomly and receive no information about their partner s history, which precludes direct and indirect reciprocity. Then, enforcers tax producers and may punish their clients. Finally, the enforcers are randomly paired and may try to grab resources from each other. In order to sustain producer cooperation, enforcers must punish defecting producers, but punishing is costly to enforcers. We show that the threat of potential intraenforcer conflict can incentivize enforcers to engage in costly punishment of producers, provided they are sufficiently informed to maintain a reputation system. That is, the "guards"are guarded by the guards themselves. We demonstrate the key mechanisms analytically and corroborate our results with numerical simulations.

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author
; and
organization
publishing date
type
Contribution to journal
publication status
published
subject
keywords
Evolution of cooperation, Evolution of institutions, Policing, Specialized reciprocity, Third-party punishment
in
Proceedings of the National Academy of Sciences of the United States of America
volume
120
issue
24
article number
e2207029120
publisher
National Academy of Sciences
external identifiers
  • pmid:37279275
  • scopus:85161128016
ISSN
0027-8424
DOI
10.1073/pnas.2207029120
language
English
LU publication?
yes
id
2bb654c7-cab1-4a79-862f-cb3f0658f184
date added to LUP
2023-08-15 12:32:40
date last changed
2024-04-20 00:37:40
@article{2bb654c7-cab1-4a79-862f-cb3f0658f184,
  abstract     = {{<p>The question of how cooperation evolves and is maintained among nonkin is central to the biological, social, and behavioral sciences. Previous research has focused on explaining how cooperation in social dilemmas can be maintained by direct and indirect reciprocity among the participants of the social dilemma. However, in complex human societies, both modern and ancient, cooperation is frequently maintained by means of specialized third-party enforcement. We provide an evolutionary-gametheoretic model that explains how specialized third-party enforcement of cooperation (specialized reciprocity) can emerge. A population consists of producers and enforcers. First, producers engage in a joint undertaking represented by a prisoner s dilemma. They are paired randomly and receive no information about their partner s history, which precludes direct and indirect reciprocity. Then, enforcers tax producers and may punish their clients. Finally, the enforcers are randomly paired and may try to grab resources from each other. In order to sustain producer cooperation, enforcers must punish defecting producers, but punishing is costly to enforcers. We show that the threat of potential intraenforcer conflict can incentivize enforcers to engage in costly punishment of producers, provided they are sufficiently informed to maintain a reputation system. That is, the "guards"are guarded by the guards themselves. We demonstrate the key mechanisms analytically and corroborate our results with numerical simulations.</p>}},
  author       = {{Mohlin, Erik and Rigos, Alexandros and Weidenholzer, Simon}},
  issn         = {{0027-8424}},
  keywords     = {{Evolution of cooperation; Evolution of institutions; Policing; Specialized reciprocity; Third-party punishment}},
  language     = {{eng}},
  number       = {{24}},
  publisher    = {{National Academy of Sciences}},
  series       = {{Proceedings of the National Academy of Sciences of the United States of America}},
  title        = {{Emergence of specialized third-party enforcement}},
  url          = {{http://dx.doi.org/10.1073/pnas.2207029120}},
  doi          = {{10.1073/pnas.2207029120}},
  volume       = {{120}},
  year         = {{2023}},
}